TY - JOUR
T1 - Offline and Online Blended Machine Learning for Lithium-Ion Battery Health State Estimation
AU - She, Chengqi
AU - Li, Yang
AU - Zou, Changfu
AU - Wik, Torsten
AU - Wang, Zhenpo
AU - Sun, Fengchun
N1 - Publisher Copyright:
© 2015 IEEE.
PY - 2022/6/1
Y1 - 2022/6/1
N2 - This article proposes an adaptive state-of-health (SOH) estimation method for lithium-ion (Li-ion) batteries using machine learning. Practical problems with feature extraction, cell inconsistency, and online implementability are specifically solved using a proposed individualized estimation scheme blending offline model migration with online ensemble learning. First, based on the data of pseudo-open-circuit voltage measured over the battery lifespan, a systematic comparison of different incremental capacity features is conducted to identify a suitable SOH indicator. Next, a pool of candidate models, composed of slope-bias correction (SBC) and radial basis function neural networks (RBFNNs), are trained offline. For online operation, the prediction errors due to cell inconsistency in the target new cell are then mitigated by a proposed modified random forest regression (mRFR)-based ensemble learning process with high adaptability. The results show that compared to prevailing methods, the proposed SBC-RBFNN-mRFR-based scheme can achieve considerably improved SOH estimation accuracy (15%) while only a small amount of early-age data and online measurements are needed for practical operation. Furthermore, the applicability of the proposed SBC-RBFNN-mRFR algorithms to real-world operation is validated using measured data from electric vehicles, and it is shown that a 38% improvement in estimation accuracy can be achieved.
AB - This article proposes an adaptive state-of-health (SOH) estimation method for lithium-ion (Li-ion) batteries using machine learning. Practical problems with feature extraction, cell inconsistency, and online implementability are specifically solved using a proposed individualized estimation scheme blending offline model migration with online ensemble learning. First, based on the data of pseudo-open-circuit voltage measured over the battery lifespan, a systematic comparison of different incremental capacity features is conducted to identify a suitable SOH indicator. Next, a pool of candidate models, composed of slope-bias correction (SBC) and radial basis function neural networks (RBFNNs), are trained offline. For online operation, the prediction errors due to cell inconsistency in the target new cell are then mitigated by a proposed modified random forest regression (mRFR)-based ensemble learning process with high adaptability. The results show that compared to prevailing methods, the proposed SBC-RBFNN-mRFR-based scheme can achieve considerably improved SOH estimation accuracy (15%) while only a small amount of early-age data and online measurements are needed for practical operation. Furthermore, the applicability of the proposed SBC-RBFNN-mRFR algorithms to real-world operation is validated using measured data from electric vehicles, and it is shown that a 38% improvement in estimation accuracy can be achieved.
KW - Incremental capacity analysis (ICA)
KW - lithium-ion (Li-ion) batteries
KW - modified random forest regression (mRFR)
KW - online machine learning
KW - state-of-health (SOH) estimation
UR - http://www.scopus.com/inward/record.url?scp=85120081795&partnerID=8YFLogxK
U2 - 10.1109/TTE.2021.3129479
DO - 10.1109/TTE.2021.3129479
M3 - Article
AN - SCOPUS:85120081795
SN - 2332-7782
VL - 8
SP - 1604
EP - 1618
JO - IEEE Transactions on Transportation Electrification
JF - IEEE Transactions on Transportation Electrification
IS - 2
ER -