TY - JOUR
T1 - Robust constrained retrieval for 1550 nm SNSPD-based single-channel elastic lidar via maximum correntropy unscented Kalman filtering
AU - Li, Chengxi
AU - Li, Zhongxiang
AU - Liang, Xiao
AU - Hu, Chun
AU - Gao, Zhen
AU - Dai, Weidong
AU - Xia, Yuancai
AU - Zheng, Dezhi
N1 - Publisher Copyright:
© 2026 Elsevier Ltd
PY - 2026/12
Y1 - 2026/12
N2 - Eye-safe 1550 nm single-channel elastic lidar is attractive for routine aerosol monitoring because of its practical deployment advantages, yet its inversion remains fundamentally underconstrained and can be easily destabilized by large effective residuals in the preprocessed photon-counting observation space. To address this challenge, we develop a robust constrained retrieval framework for SNSPD-based 1550 nm elastic lidar that formulates the problem as sequential state estimation, jointly retrieves the aerosol backscatter profile and a time-varying effective column lidar ratio, and combines maximum correntropy criterion (MCC)-based unscented Kalman filtering with weak aerosol optical depth (AOD) closure. The framework is evaluated using mechanism-oriented observing system simulation experiments (OSSEs), an MPLNET-based product-level consistency test, and real daytime case studies from a 1550 nm SNSPD lidar system. In the OSSE ablation, the standard UKF is found to be highly vulnerable to the imposed contamination stress test, whereas MCC-based robust updating prevents contamination-driven divergence and yields stable retrievals across all four stages. Once robust updating is in place, weak AOD closure provides a further 11.8%–28.6% reduction in median aerosol backscatter RMSE relative to MCC-UKF alone. Cross-framework and real-case results further show temporally coherent retrievals and product-level vertical-structure consistency, with median profile-wise correlations exceeding 0.98 across four representative case-study days. These results show that the proposed framework improves the robustness, temporal continuity, and operational usability of single-channel elastic-lidar retrieval, while the real SNSPD cases should be interpreted as operational consistency demonstrations rather than independent truth-level validation of extinction accuracy.
AB - Eye-safe 1550 nm single-channel elastic lidar is attractive for routine aerosol monitoring because of its practical deployment advantages, yet its inversion remains fundamentally underconstrained and can be easily destabilized by large effective residuals in the preprocessed photon-counting observation space. To address this challenge, we develop a robust constrained retrieval framework for SNSPD-based 1550 nm elastic lidar that formulates the problem as sequential state estimation, jointly retrieves the aerosol backscatter profile and a time-varying effective column lidar ratio, and combines maximum correntropy criterion (MCC)-based unscented Kalman filtering with weak aerosol optical depth (AOD) closure. The framework is evaluated using mechanism-oriented observing system simulation experiments (OSSEs), an MPLNET-based product-level consistency test, and real daytime case studies from a 1550 nm SNSPD lidar system. In the OSSE ablation, the standard UKF is found to be highly vulnerable to the imposed contamination stress test, whereas MCC-based robust updating prevents contamination-driven divergence and yields stable retrievals across all four stages. Once robust updating is in place, weak AOD closure provides a further 11.8%–28.6% reduction in median aerosol backscatter RMSE relative to MCC-UKF alone. Cross-framework and real-case results further show temporally coherent retrievals and product-level vertical-structure consistency, with median profile-wise correlations exceeding 0.98 across four representative case-study days. These results show that the proposed framework improves the robustness, temporal continuity, and operational usability of single-channel elastic-lidar retrieval, while the real SNSPD cases should be interpreted as operational consistency demonstrations rather than independent truth-level validation of extinction accuracy.
KW - AOD constraint
KW - Aerosol retrieval
KW - Maximum correntropy
KW - SNSPD lidar
KW - Single-channel elastic lidar
KW - Unscented Kalman filter
UR - https://www.scopus.com/pages/publications/105045026741
U2 - 10.1016/j.optlastec.2026.115997
DO - 10.1016/j.optlastec.2026.115997
M3 - Article
AN - SCOPUS:105045026741
SN - 0030-3992
VL - 204
JO - Optics and Laser Technology
JF - Optics and Laser Technology
M1 - 115997
ER -