TY - JOUR
T1 - Open-Set RF Fingerprint Recognition via Conditional Variational Adversarial Learning with Complex-Valued Networks
AU - Li, Shijie
AU - Wu, Biyi
AU - Guan, Zhenyu
AU - Gui, Guan
AU - Zhang, Qianyun
N1 - Publisher Copyright:
© 2014 IEEE.
PY - 2026
Y1 - 2026
N2 - To address the security threats of device identity spoofing and unauthorized access in wireless communications, machine-learning-based radio frequency fingerprint (RFF) technology provides a promising physical-layer solution for device authentication. However, most existing deep learning RFF methods rely on a closed-set assumption, limiting their applicability in practical open-set Internet of Things (IoT) scenarios involving unregistered transmitters. This paper proposes a robust openset RFF identification framework based on a Conditional Variational Autoencoder-Generative Adversarial Network (CVAE-GAN). Specifically, we integrate an attention mechanism with a complex-valued convolutional network to natively preserve the intrinsic phase-amplitude coupling of I/Q signals, thereby extracting highly robust, device-specific features under noisy conditions. Furthermore, by explicitly introducing variational latent regularization, the CVAE-based generator effectively mitigates mode collapse and synthesizes diverse, high-fidelity boundary samples to significantly tighten the discriminator’s open-set decision boundaries. Extensive experiments using commercialWi- Fi devices demonstrate that the proposed method achieves state-of-the-art closed-set accuracy. In open-set scenarios, it maintains robust unknown rejection capabilities even with an additional 5 dB reduction in signal-to-noise ratio (SNR) compared to baseline methods. Additionally, the generative module successfully deceives independently trained classifiers with an average success rate of 92.9%, validating its superior synthesis fidelity and essential contribution to the overall adversarial framework.
AB - To address the security threats of device identity spoofing and unauthorized access in wireless communications, machine-learning-based radio frequency fingerprint (RFF) technology provides a promising physical-layer solution for device authentication. However, most existing deep learning RFF methods rely on a closed-set assumption, limiting their applicability in practical open-set Internet of Things (IoT) scenarios involving unregistered transmitters. This paper proposes a robust openset RFF identification framework based on a Conditional Variational Autoencoder-Generative Adversarial Network (CVAE-GAN). Specifically, we integrate an attention mechanism with a complex-valued convolutional network to natively preserve the intrinsic phase-amplitude coupling of I/Q signals, thereby extracting highly robust, device-specific features under noisy conditions. Furthermore, by explicitly introducing variational latent regularization, the CVAE-based generator effectively mitigates mode collapse and synthesizes diverse, high-fidelity boundary samples to significantly tighten the discriminator’s open-set decision boundaries. Extensive experiments using commercialWi- Fi devices demonstrate that the proposed method achieves state-of-the-art closed-set accuracy. In open-set scenarios, it maintains robust unknown rejection capabilities even with an additional 5 dB reduction in signal-to-noise ratio (SNR) compared to baseline methods. Additionally, the generative module successfully deceives independently trained classifiers with an average success rate of 92.9%, validating its superior synthesis fidelity and essential contribution to the overall adversarial framework.
KW - Adversarial learning
KW - conditional variational autoencoder
KW - open-set recognition
KW - physical-layer security
KW - radio frequency fingerprint
UR - https://www.scopus.com/pages/publications/105038186778
U2 - 10.1109/JIOT.2026.3687297
DO - 10.1109/JIOT.2026.3687297
M3 - Article
AN - SCOPUS:105038186778
SN - 2327-4662
JO - IEEE Internet of Things Journal
JF - IEEE Internet of Things Journal
ER -