TY - JOUR
T1 - Advanced Electrical-Mechanical Hybrid Approach for Enhanced State of Charge Estimation of Lithium-Ion Batteries
AU - Xiong, Rui
AU - Li, Zhengyang
AU - Wang, Peng
AU - Chen, Meng
AU - Shen, Weixiang
N1 - Publisher Copyright:
© 1982-2012 IEEE.
PY - 2025
Y1 - 2025
N2 - State of charge (SOC) is a critical parameter for the efficient and safe operation of lithium-ion batteries (LiBs). Currently, accurate SOC estimation heavily relies on battery open-circuit voltage (OCV) characteristics and its steepness relative to SOC. However, challenges arise when the electrical model is inaccurate or the OCV-SOC curve exhibits a flat region. To address these issues, mechanical properties have been widely integrated with traditional electrical characteristics to enhance SOC estimation accuracy. Nevertheless, the shape of the expansion force-SOC curve directly influences the estimation accuracy. This study provides a detailed analysis of the adverse effect of the plateau region and nonmonotonicity in the force-SOC curve on SOC estimation, and proposes a novel electrical-mechanical hybrid SOC estimation method. The online identified OCV is employed to determine the relative positions of the true SOC and estimated SOC, thereby guiding the direction of SOC feedback correction and the adjustment of the weighting coefficients for the electrical and mechanical estimators to achieve more accurate and robust SOC estimation. Experimental results of ternary and lithium iron phosphate batteries under dynamic operating conditions show that the adverse effects of the plateau region and nonmonotonicity in the force-SOC curve are effectively eliminated, and the maximum absolute error, root mean square error and mean absolute error are all below 2%.
AB - State of charge (SOC) is a critical parameter for the efficient and safe operation of lithium-ion batteries (LiBs). Currently, accurate SOC estimation heavily relies on battery open-circuit voltage (OCV) characteristics and its steepness relative to SOC. However, challenges arise when the electrical model is inaccurate or the OCV-SOC curve exhibits a flat region. To address these issues, mechanical properties have been widely integrated with traditional electrical characteristics to enhance SOC estimation accuracy. Nevertheless, the shape of the expansion force-SOC curve directly influences the estimation accuracy. This study provides a detailed analysis of the adverse effect of the plateau region and nonmonotonicity in the force-SOC curve on SOC estimation, and proposes a novel electrical-mechanical hybrid SOC estimation method. The online identified OCV is employed to determine the relative positions of the true SOC and estimated SOC, thereby guiding the direction of SOC feedback correction and the adjustment of the weighting coefficients for the electrical and mechanical estimators to achieve more accurate and robust SOC estimation. Experimental results of ternary and lithium iron phosphate batteries under dynamic operating conditions show that the adverse effects of the plateau region and nonmonotonicity in the force-SOC curve are effectively eliminated, and the maximum absolute error, root mean square error and mean absolute error are all below 2%.
KW - Electrical-mechanical hybrid approach
KW - lithium-ion battery (LiB)
KW - nonmonotonicity
KW - plateau range
KW - state of charge (SOC)
UR - https://www.scopus.com/pages/publications/105025420552
U2 - 10.1109/TIE.2025.3634458
DO - 10.1109/TIE.2025.3634458
M3 - Article
AN - SCOPUS:105025420552
SN - 0278-0046
JO - IEEE Transactions on Industrial Electronics
JF - IEEE Transactions on Industrial Electronics
ER -