TY - JOUR
T1 - A physics-enhanced hybrid kolmogorov–arnold network with dynamic coupling for interpretable battery state-of-charge estimation
AU - Fan, Yuqian
AU - Li, Yi
AU - Yan, Chong
AU - Liang, Yaqi
AU - Yuan, Ye
AU - Li, Zihang
AU - Sun, Meng
AU - Wang, Lixin
AU - Wu, Xiaoying
AU - Ren, Zhiwei
AU - Wei, Liangliang
AU - Tan, Xiaojun
N1 - Publisher Copyright:
© 2024
PY - 2025/12/1
Y1 - 2025/12/1
N2 - Estimating the state of charge (SOC) for lithium-ion batteries is a core task for battery management systems. However, SOC estimation faces challenges such as insufficient accuracy, poor robustness, and weak interpretability, especially under complex operating conditions. This paper proposes a physics-enhanced hybrid Kolmogorov–Arnold network (PEHKAN) method, which is the first method to integrate mechanical stress characteristics with electrochemical–thermodynamic multiphysics modeling. An improved Butler–Volmer equation electrochemical potential energy module and a temperature–pressure coupled diffusion dynamics module with collaborative control are constructed; these modules explicitly model the synergistic effects of electrochemistry, thermodynamics, and mechanical stress. Additionally, a dynamic gating fusion mechanism is designed to achieve adaptive weighting between the physical model and data-driven modules, addressing the performance degradation issue that is traditionally encountered during dynamic operating condition transitions. Furthermore, physical constraint terms are introduced to ensure that the model optimizes the SOC estimation accuracy while adhering to the physical properties of the battery. Symbolic regression and feature attribution analysis reveal the nonlinear correlations between these various physical quantities, enhancing the interpretability of the model. The experimental results on 174 battery datasets demonstrate that PEHKAN outperforms existing methods significantly across multiple operating conditions, temperatures, and battery types, achieving an MAE as low as 0.00312 under small-sample conditions (1/4 of the training data). This study offers a novel paradigm for battery state estimation in complex dynamic environments, combining physical interpretability with data-driven advantages.
AB - Estimating the state of charge (SOC) for lithium-ion batteries is a core task for battery management systems. However, SOC estimation faces challenges such as insufficient accuracy, poor robustness, and weak interpretability, especially under complex operating conditions. This paper proposes a physics-enhanced hybrid Kolmogorov–Arnold network (PEHKAN) method, which is the first method to integrate mechanical stress characteristics with electrochemical–thermodynamic multiphysics modeling. An improved Butler–Volmer equation electrochemical potential energy module and a temperature–pressure coupled diffusion dynamics module with collaborative control are constructed; these modules explicitly model the synergistic effects of electrochemistry, thermodynamics, and mechanical stress. Additionally, a dynamic gating fusion mechanism is designed to achieve adaptive weighting between the physical model and data-driven modules, addressing the performance degradation issue that is traditionally encountered during dynamic operating condition transitions. Furthermore, physical constraint terms are introduced to ensure that the model optimizes the SOC estimation accuracy while adhering to the physical properties of the battery. Symbolic regression and feature attribution analysis reveal the nonlinear correlations between these various physical quantities, enhancing the interpretability of the model. The experimental results on 174 battery datasets demonstrate that PEHKAN outperforms existing methods significantly across multiple operating conditions, temperatures, and battery types, achieving an MAE as low as 0.00312 under small-sample conditions (1/4 of the training data). This study offers a novel paradigm for battery state estimation in complex dynamic environments, combining physical interpretability with data-driven advantages.
KW - Dynamic operating conditions
KW - Kolmogorov–Arnold network
KW - Mechanical stress
KW - Physics-enhanced machine learning
KW - SOC estimation
UR - https://www.scopus.com/pages/publications/105012394122
U2 - 10.1016/j.apenergy.2025.126533
DO - 10.1016/j.apenergy.2025.126533
M3 - Article
AN - SCOPUS:105012394122
SN - 0306-2619
VL - 400
JO - Applied Energy
JF - Applied Energy
M1 - 126533
ER -